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SEC junks HK Securities’ appeal

The Securities and Exchange Commission quashed an appeal by defunct HK Securities Inc. for the reconsideration of the sanctions imposed on it by the Philippine Stock Exchange, which had padlocked and taken over the assets of the brokerage house in September 2008. In an en banc resolution dated August 4, the SEC denied for “lack [...]

Posted: August 7th, 2011 in Headlines | Read More »

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